Shaughnessy James P's Form 4/A amendment
AmendedDocuSign, Inc. (DOCU) · filed Sep 21, 2026
- Accession no.
- 0001294600-26-000016
- Filed
- Sep 21, 2026, 7:47 PM ET
- Trade date
- Sep 15, 2026
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 16, 2026
This filing lists 2 non-derivative transactions and 7 derivative transactions. It was filed 6 days after the trade.
This amendment replaces 0001294600-26-000014 (filed Sep 16, 2026).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaughnessy James PCIK 0001294600 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Common Stock | MOption exerciseAcquired | +18,277 | $0.00 | $0 | 71,092 | Direct | |
| Sep 15, 2026 | Common Stock | FTax withholdingDisposed | −8,501 | $0.00 | $0 | 62,591 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −2,932 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −2,187 | $0.00 | $0 | 6,562 | Direct | |
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −3,370 | $0.00 | $0 | 23,591 | Direct | |
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −3,024 | $0.00 | $0 | 17,718 | Direct | |
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −4,129 | $0.00 | $0 | 45,426 | Direct | |
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −1,091 | $0.00 | $0 | 3,653 | Direct | |
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −1,544 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSUs") or performance-vested restricted stock units ("PSUs").
- F2
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- F3
The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.
- F4
The RSUs do not expire; they either vest or are canceled prior to vesting date.
- F5
The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2023, in each case subject to the reporting person being a service provider through such date.
- F6
The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2024, in each case subject to the reporting person being a service provider through such date.
- F7
The RSUs will vest quarterly over a four year period commencing May 10, 2025, with 40% vesting during year 1, 35% vesting during year 2, 15% vesting during year 3, and 10% vesting during year 4, in each case subject to the Reporting Person being a service provider through each such date.
- F8
The RSUs will vest in equal quarterly installments over three years, with a vesting commencement date of May 10, 2026, in each case subject to the Reporting Person being a service provider through such date.
- F9
Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
- F10
The PSUs will vest depending on the Company's subscription revenue for the twelve-month period ended January 31, 2025 (the "FY25 Performance Period"). The maximum number of subscription revenue-based PSUs that may vest is capped at 200% of the target number of subscription revenue-based PSUs. To the extent achieved, 1/3 of any achieved subscription revenue-based PSUs will vest following the one-year anniversary of the date of grant and the balance will vest in eight equal quarterly installments thereafter, subject to continued service with certain limited exceptions.
- F11
The PSUs will vest depending on the Company's free cash flow for the FY25 Performance Period. The maximum number of free cash flow-based PSUs that may vest is capped at 200% of the target number of free cash flow-based PSUs. To the extent achieved, 1/3 of any achieved free cash flow-based PSUs will vest following the one-year anniversary of the date of grant and the balance will vest in eight equal quarterly installments thereafter, subject to continued service with certain limited exceptions.