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Truscott William F's Form 4 filing

Ameriprise Financial Inc (AMP) · filed Jul 13, 2026

Accession no.
0001282835-26-000012
Filed
Jul 13, 2026, 7:44 PM ET
Trade date
Jul 9, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Truscott William FCIK 0001282835Officer (CEO, GLOBAL ASSET MANAGEMENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 9, 2026Common StockMOption exerciseAcquired+391.6398–F1–5,185.6398Direct
Jul 9, 2026Common StockFTax withholdingDisposed−180.6398$500.16−$90,348.84,794Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 9, 2026Common StockMOption exerciseDisposed−391.6398–F1–639.1184Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)