Satterthwaite Tony's Form 4/A amendment
AmendedCummins IncCMI · filed Sep 13, 2024
- Accession no.
- 0001225208-24-008692
- Filed
- Sep 13, 2024
- Trade date
- Aug 23, 2024
- Filing delay
- 21 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 27, 2024
This filing lists 1 non-derivative transaction. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $7.47M. It was filed 21 days after the trade.
This amendment restates part of 0001225208-24-008258 (filed Aug 27, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Satterthwaite TonyCIK 0001438353 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common | SSaleDisposed | −11,876 | $308.23F1 | −$3,660,539.48 | 75,738 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001225208-24-008258 (filed Aug 27, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common | MOption exerciseAcquired | +24,250 | $109.09 | +$2,645,432.5 | 101,692.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −400 | $310.08F1 | −$124,032 | 101,292.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −4,174 | $309.51F2 | −$1,291,894.74 | 97,118.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −7,800 | $307.49F3 | −$2,398,422 | 89,318.46 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common | MOption exerciseDisposed | −24,250 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $310.0200 - $310.1900. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $308.9600 - $309.9582. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $306.8850 - $307.8700. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Referenced by the price of 1 transaction in Table I.
- F2
Total holdings in Column 5 have been adjusted to reflect an inadvertent error in prior Form 4s.