Satterthwaite Tony's Form 4/A amendment
AmendedCummins Inc (CMI) · filed Sep 13, 2024
- Accession no.
- 0001225208-24-008692
- Filed
- Sep 13, 2024
- Trade date
- Aug 23, 2024
- Filing delay
- 21 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 27, 2024
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.47M. It was filed 21 days after the trade.
This amendment replaces 0001225208-24-008258 (filed Aug 27, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Satterthwaite TonyCIK 0001438353 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common | MOption exerciseAcquired | +24,250 | $109.09 | +$2,645,432.5 | 101,692.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −400 | $310.08 | −$124,032 | 101,292.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −4,174 | $309.51 | −$1,291,894.74 | 97,118.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −7,800 | $307.49 | −$2,398,422 | 89,318.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −11,876 | $308.23 | −$3,660,539.48 | 75,738 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common | MOption exerciseDisposed | −24,250 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.