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Satterthwaite Tony's Form 4 filing

Cummins Inc (CMI) · filed Aug 27, 2024

Accession no.
0001225208-24-008258
Filed
Aug 27, 2024
Trade date
Aug 23, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.47M. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001225208-24-008692 (Sep 13, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Satterthwaite TonyCIK 0001438353Officer (Senior Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 23, 2024CommonMOption exerciseAcquired+24,250$109.09+$2,645,432.5101,692.46Direct
Aug 23, 2024CommonSSaleDisposed−400$310.08−$124,032101,292.46Direct
Aug 23, 2024CommonSSaleDisposed−4,174$309.51−$1,291,894.7497,118.46Direct
Aug 23, 2024CommonSSaleDisposed−7,800$307.49−$2,398,42289,318.46Direct
Aug 23, 2024CommonSSaleDisposed−11,876$308.23−$3,660,539.4877,442.46Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 23, 2024CommonMOption exerciseDisposed−24,250$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)