Satterthwaite Tony's Form 4 filing
Cummins IncCMI · filed Aug 27, 2024
- Accession no.
- 0001225208-24-008258
- Filed
- Aug 27, 2024
- Trade date
- Aug 23, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.47M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001225208-24-008692 (Sep 13, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Satterthwaite TonyCIK 0001438353 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common | MOption exerciseAcquired | +24,250 | $109.09 | +$2,645,432.5 | 101,692.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −400 | $310.08F1 | −$124,032 | 101,292.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −4,174 | $309.51F2 | −$1,291,894.74 | 97,118.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −7,800 | $307.49F3 | −$2,398,422 | 89,318.46 | Direct | |
| Aug 23, 2024 | Common | SSaleDisposed | −11,876 | $308.23F4 | −$3,660,539.48 | 77,442.46 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common | MOption exerciseDisposed | −24,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $310.0200 - $310.1900. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $308.9600 - $309.9582. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $306.8850 - $307.8700. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Referenced by the price of 1 transaction in Table I.