Loveland Curtis A's Form 4/A amendment
AmendedRocky Brands, Inc.RCKY · filed Dec 14, 2023
- Accession no.
- 0001225208-23-011083
- Filed
- Dec 14, 2023
- Trade date
- Dec 12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 13, 2023
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $122.1K. It was filed 2 days after the trade.
This amendment restates part of 0001225208-23-011062 (filed Dec 13, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loveland Curtis ACIK 0000905223 | Director, Officer (Assistant Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2023 | Common Stock, without par value | SSaleDisposed | −4,000 | $30.52 | −$122,080 | 98,039 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001225208-23-011062 (filed Dec 13, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock, without par value | MOption exerciseAcquired | +4,000 | $26.00 | +$104,000 | 102,039 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock, without par value | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is being amended to correct the date of sale from 12/11/23 to 12/12/23.