Loveland Curtis A's Form 4 filing
Rocky Brands, Inc. (RCKY) · filed Dec 13, 2023
- Accession no.
- 0001225208-23-011062
- Filed
- Dec 13, 2023
- Trade date
- Dec 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $122.1K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001225208-23-011083 (Dec 14, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loveland Curtis ACIK 0000905223 | Director, Officer (Assistant Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock, without par value | MOption exerciseAcquired | +4,000 | $26.00 | +$104,000 | 102,039 | Direct | |
| Dec 11, 2023 | Common Stock, without par value | SSaleDisposed | −4,000 | $30.52 | −$122,080 | 98,039 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock, without par value | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.