Hindle-Yang Fang's Form 4/A amendment
AmendedArisz Acquisition Corp. (ARIZ) · filed Jan 25, 2022
- Accession no.
- 0001213900-22-003625
- Filed
- Jan 25, 2022
- Trade date
- Jan 21, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 29, 2021
This filing lists 1 non-derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market purchases total $135.0K. Open-market sales total $1.25M. It was filed 4 days after the trade.
This amendment restates part of 0001213900-21-062252 (filed Nov 29, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hindle-Yang FangCIK 0001894924 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2022 | Common Stock | SSaleDisposed | −128,206 | $9.75 | −$1,250,008.5 | 1,746,683 | Indirect | Duplicate filing |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001213900-21-062252 (filed Nov 29, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | PPurchaseAcquired | +13,500 | $10.00 | +$135,000 | 1,874,889 | Indirect | Duplicate filing |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | PPurchaseAcquired | +10,125 | –F2 | – | 207,389 | Indirect | Duplicate filing |
| Nov 24, 2021 | Common Stock | PPurchaseAcquired | +675 | –F2 | – | 207,389 | Indirect | Duplicate filing |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The reporting person acquired 13,500 units, each unit consisting of one share of common stock, one right to receive one-twentieth (1/20) share of common stocks and one warrant to purchase three-fourths (3/4) share of common stock.
Referenced by the price of 2 transactions in Table II.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 discloses the shares of common stock of Arisz Acquisition Corp. (the "Issuer") that were sold by Arisz Investment LLC for an aggregate purchase price of $1,250,000 in connection with the Issuer's initial business combination.
- F2
Owned by Arisz Investment LLC, over which Echo Hindle-Yang has voting and dispositive power. Ms. Hindle-Yang disclaims beneficial ownership, except to the extent of any pecuniary interest therein.