Hindle-Yang Fang's Form 4/A amendment
AmendedArisz Acquisition Corp. (ARIZ) · filed Nov 29, 2021
- Accession no.
- 0001213900-21-062252
- Filed
- Nov 29, 2021
- Trade date
- Nov 24, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 22, 2021
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $135.0K. It was filed 5 days after the trade.
This filing was later replaced by the amendment 0001213900-22-003625 (Jan 25, 2022). Trade tables on this site use the amended version.
This amendment replaces 0001213900-21-061345 (filed Nov 22, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hindle-Yang FangCIK 0001894924 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | PPurchaseAcquired | +13,500 | $10.00 | +$135,000 | 1,874,889 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Owned by Arisz Investment LLC, over which Echo Hindle-Yang has voting and dispositive power. Ms. Hindle-Yang disclaims beneficial ownership, except to the extent of any pecuniary interest therein.
- F2
The reporting person acquired 13,500 units, each unit consisting of one share of common stock, one right to receive one-twentieth (1/20) share of common stocks and one warrant to purchase three-fourths (3/4) share of common stock.
Referenced by the price of 2 transactions in Table II.
- F3
The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- F4
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
- F5
The rights convert automatically into shares of common stock at the completion of the registrant's initial business combination.