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Mullin Philip Blair's Form 4/A amendment

Amended

Cryomass Technologies, Inc. (CRYM) · filed Nov 18, 2021

Accession no.
0001213900-21-060524
Filed
Nov 18, 2021, 3:43 PM ET
Trade date
Apr 9-May 6, 2021
Filing delay
223 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Nov 15, 2021

This filing lists 7 non-derivative transactions. Open-market purchases total $3.91K. It was filed 223 days after the trade.

This amendment replaces 0001213900-21-059689 (filed Nov 15, 2021).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mullin Philip BlairCIK 0001809101Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 9, 2021Common StockPPurchaseAcquired+5,000$0.19+$9505,000Direct
Apr 15, 2021Common StockPPurchaseAcquired+1,000$0.1993+$199.36,000Direct
Apr 19, 2021Common StockPPurchaseAcquired+999$0.19+$189.816,999Direct
Apr 28, 2021Common StockPPurchaseAcquired+5,000$0.175+$87511,999Direct
May 4, 2021Common StockPPurchaseAcquired+3,000$0.17+$51014,999Direct
May 4, 2021Common StockPPurchaseAcquired+2,000$0.1795+$35916,999Direct
May 6, 2021Common StockPPurchaseAcquired+5,000$0.165+$82521,999Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.