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Mullin Philip Blair's Form 4 filing

Cryomass Technologies, Inc. (CRYM) · filed Nov 15, 2021

Accession no.
0001213900-21-059689
Filed
Nov 15, 2021, 9:11 PM ET
Trade date
Apr 9-May 6, 2021
Filing delay
220 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions. Open-market purchases total $3.91K. It was filed 220 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001213900-21-060524 (Nov 18, 2021). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mullin Philip BlairCIK 0001809101Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 9, 2021Common StockPPurchaseAcquired+5,000$0.19+$9502,005,000Direct
Apr 15, 2021Common StockPPurchaseAcquired+1,000$0.1993+$199.32,006,000Direct
Apr 19, 2021Common StockPPurchaseAcquired+999$0.19+$189.812,006,999Direct
Apr 28, 2021Common StockPPurchaseAcquired+5,000$0.175+$8752,011,999Direct
May 4, 2021Common StockPPurchaseAcquired+3,000$0.17+$5102,014,999Direct
May 4, 2021Common StockPPurchaseAcquired+2,000$0.1795+$3592,016,999Direct
May 6, 2021Common StockPPurchaseAcquired+5,000$0.165+$8252,021,999Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)