Jammet Nicolas's Form 4 filing
Sweetgreen, Inc. (SG) · filed Nov 28, 2023
- Accession no.
- 0001209191-23-056826
- Filed
- Nov 28, 2023
- Trade date
- Nov 27-28, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $481.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jammet NicolasCIK 0001885246 | Director, Officer (Chief Concept Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Class A Common Stock | CConversionAcquired | +5,000 | $0.00F1 | $0 | 5,000 | Indirect | |
| Nov 27, 2023 | Class A Common Stock | SSaleDisposed | −5,000 | $9.39 | −$46,950 | 0 | Indirect | |
| Nov 28, 2023 | Class A Common Stock | CConversionAcquired | +45,000 | $0.00F1 | $0 | 45,000 | Indirect | |
| Nov 28, 2023 | Class A Common Stock | SSaleDisposed | −45,000 | $9.66F3 | −$434,700 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Class A Common Stock | CConversionDisposed | −5,000 | $0.00 | $0 | 3,488,497 | Indirect | |
| Nov 28, 2023 | Class A Common Stock | CConversionDisposed | −45,000 | $0.00 | $0 | 3,443,497 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
Referenced by the price of 2 transactions in Table I.
- F3
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.59 to $9.74. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.