McDaniel Raymond W's Form 4/A amendment
AmendedMoodys Corp (MCO) · filed Mar 24, 2023
- Accession no.
- 0001209191-23-021051
- Filed
- Mar 24, 2023
- Trade date
- Mar 2, 2023
- Filing delay
- 22 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 3, 2023
This filing lists 2 non-derivative transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $3.30M. It was filed 22 days after the trade.
This amendment restates part of 0001209191-23-015392 (filed Mar 3, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McDaniel Raymond WCIK 0001195306 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-23-015392 (filed Mar 3, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | AGrant or awardAcquired | +25,531 | $0.00 | $0 | 106,977.79 | Direct | |
| Mar 1, 2023 | Common Stock | FTax withholdingDisposed | −14,119 | $290.63 | −$4,103,404.97 | 92,858.79 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.
Referenced by the price of 2 transactions in Table I.
- F2
As of the last statement dated December 31, 2022.