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McDaniel Raymond W's Form 4 filing

Moodys Corp (MCO) · filed Mar 3, 2023

Accession no.
0001209191-23-015392
Filed
Mar 3, 2023
Trade date
Mar 1-2, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001209191-23-021051 (Mar 24, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McDaniel Raymond WCIK 0001195306Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 1, 2023Common StockAGrant or awardAcquired+25,531$0.00$0106,977.79Direct
Mar 1, 2023Common StockFTax withholdingDisposed−14,119$290.63−$4,103,404.9792,858.79Direct
Mar 2, 2023Common StockSSaleDisposed−5,562$0.00$00Indirect
Mar 2, 2023Common StockSSaleDisposed−5,562$0.00$00Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)