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Neman Jonathan's Form 4 filing

Sweetgreen, Inc. (SG) · filed Oct 20, 2022

Accession no.
0001209191-22-054205
Filed
Oct 20, 2022
Trade date
Oct 18, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.00K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Neman JonathanCIK 0001885247Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 18, 2022Class A Common StockCConversionAcquired+200$0.00F1$0200Indirect
Oct 18, 2022Class A Common StockSSaleDisposed−200$20.00−$4,0000Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 18, 2022Class A Common StockCConversionDisposed−200$0.00$04,003,464Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.

Referenced by the price of 1 transaction in Table I.

Remarks

This form 4 reflects the reduction of 315,395 shares of Class A Common Stock held by Neman IV, LLC and previously reported as beneficially owned by the Reporting Person. The shares are no longer beneficially owned by the Reporting Person as a result of changes to Neman IV, LLC's governing documents.

Read the full filing on SEC EDGAR (opens in a new tab)