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McBrinn Sylvia's Form 4/A amendment

Amended

BioAtla, Inc. (BCAB) · filed Sep 20, 2022

Accession no.
0001209191-22-050774
Filed
Sep 20, 2022
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Sep 15, 2022

This filing lists no transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market purchases total $25.9K.

This amendment restates part of 0001209191-22-050147 (filed Sep 15, 2022). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McBrinn SylviaCIK 0001284666Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001209191-22-050147 (filed Sep 15, 2022).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001209191-22-050147
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 12, 2022Common StockPPurchaseAcquired+2,000$8.85+$17,7002,000Direct
Sep 13, 2022Common StockPPurchaseAcquired+1,000$8.20+$8,2003,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This Amendment to the original Form 4 filed on September 15, 2022 is being filed to reflect the corrected amount of Common Stock shares held directly by the Reporting Person after the reported transactions following the filing of an amendment to the Reporting Person's Form 3 which corrected the amount of Common Stock shares held directly.

Read the full filing on SEC EDGAR (opens in a new tab)