Skip to main content

McBrinn Sylvia's Form 4 filing

BioAtla, Inc. (BCAB) · filed Sep 15, 2022

Accession no.
0001209191-22-050147
Filed
Sep 15, 2022
Trade date
Sep 12-13, 2022
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $25.9K. It was filed 3 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001209191-22-050774 (Sep 20, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McBrinn SylviaCIK 0001284666Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 12, 2022Common StockPPurchaseAcquired+2,000$8.85+$17,7002,000Direct
Sep 13, 2022Common StockPPurchaseAcquired+1,000$8.20+$8,2003,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)