Kim Michael's Form 4 filing
AssetMark Financial Holdings, Inc. (AMK) · filed Jun 10, 2022
- Accession no.
- 0001209191-22-036175
- Filed
- Jun 10, 2022
- Trade date
- Jun 8-10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $54.4K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001209191-22-041477 (Jul 7, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim MichaelCIK 0001782762 | Officer (President & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | AGrant or awardAcquired | +23,025 | $0.00 | $0 | 376,539 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −1,801 | $20.00 | −$36,020 | 374,738 | Direct | |
| Jun 10, 2022 | Common Stock | SSaleDisposed | −965 | $19.06 | −$18,392.9 | 373,773 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | AGrant or awardAcquired | +197,359 | $0.00 | $0 | 197,359 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.