Barker Peter M's Form 4/A amendment
AmendedForgeRock, Inc. (FORG) · filed May 24, 2022
- Accession no.
- 0001209191-22-031667
- Filed
- May 24, 2022
- Trade date
- May 13-19, 2022
- Filing delay
- 11 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 23, 2022
This filing lists 2 non-derivative transactions. Open-market sales total $33.5K. It was filed 11 days after the trade.
This amendment replaces 0001209191-22-031444 (filed May 23, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barker Peter MCIK 0001612102 | Officer (Chief Product Officer & EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Class A Common Stock | AGrant or awardAcquired | +2,000 | $14.95 | +$29,900 | 123,654 | Direct | |
| May 19, 2022 | Class A Common Stock | SSaleDisposed | −2,000 | $16.75 | −$33,500 | 121,654 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were acquired on May 13, 2022 through the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F2
The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2021.