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Barker Peter M's Form 4 filing

ForgeRock, Inc. (FORG) · filed May 23, 2022

Accession no.
0001209191-22-031444
Filed
May 23, 2022
Trade date
May 15-19, 2022
Filing delay
8 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $33.5K. It was filed 8 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001209191-22-031667 (May 24, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barker Peter MCIK 0001612102Officer (Chief Product Officer & EVP)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 15, 2022Class A Common StockAGrant or awardAcquired+2,000$14.95+$29,900123,654Direct
May 19, 2022Class A Common StockSSaleDisposed−2,000$16.75−$33,500121,654Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)