Best Robert T.'s Form 4/A amendment
AmendedSmartRent, Inc. (SMRT) · filed May 23, 2022
- Accession no.
- 0001209191-22-031373
- Filed
- May 23, 2022
- Trade date
- May 13-16, 2022
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 17, 2022
This filing lists 2 non-derivative transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market purchases total $1.04M. It was filed 10 days after the trade.
This amendment restates part of 0001209191-22-029773 (filed May 17, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Best Robert T.CIK 0001578516 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-22-029773 (filed May 17, 2022).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2022 | Class A Common Stock | MOption exerciseDisposed | −12,397 | $0.00 | $0 | 0 | Direct | |
| May 17, 2022 | Class A Common Stock | AGrant or awardAcquired | +30,241 | $0.00 | $0 | 30,241 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to reflect the purchase that was made on May 13, 2022 was in the name of the Best Family Trust, Est. October 2, 2001 instead of by Robert T. Best directly.
- F2
$4.64 is the weighted average purchase price. The shares were purchased in various transactions through a broker at prices between $4.450 per share and $4.700 per share.
Referenced by the price of 1 transaction in Table I.
- F3
Represents shares acquired upon vesting of Restricted Stock Units.
- F4
Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
Referenced by the price of 1 transaction in Table I.