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Best Robert T.'s Form 4 filing

SmartRent, Inc. (SMRT) · filed May 17, 2022

Accession no.
0001209191-22-029773
Filed
May 17, 2022
Trade date
May 13-17, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $1.04M. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001209191-22-031373 (May 23, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Best Robert T.CIK 0001578516Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 13, 2022Class A Common StockPPurchaseAcquired+225,000$4.64F1+$1,044,000225,000Direct
May 16, 2022Class A Common StockMOption exerciseAcquired+12,397$0.00F3$0237,397Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 16, 2022Class A Common StockMOption exerciseDisposed−12,397$0.00$00Direct
May 17, 2022Class A Common StockAGrant or awardAcquired+30,241$0.00$030,241Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

$4.64 is the weighted average purchase price. The shares were purchased in various transactions through a broker at prices between $4.450 per share and $4.700 per share.

Referenced by the price of 1 transaction in Table I.

F3

Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)