Grayson Blake Jeffrey's Form 4/A amendment
AmendedTrade Desk, Inc. (TTD) · filed Feb 23, 2022
- Accession no.
- 0001209191-22-012458
- Filed
- Feb 23, 2022
- Trade date
- Feb 15, 2022
- Filing delay
- 8 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 17, 2022
This filing lists 2 non-derivative transactions. It carries over 16 transactions from the original filing that it did not restate. Open-market sales total $822.7K. It was filed 8 days after the trade.
This amendment restates part of 0001209191-22-011051 (filed Feb 17, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grayson Blake JeffreyCIK 0001796825 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Class A Common Stock | FTax withholdingDisposed | −823 | $80.52 | −$66,267.96 | 161,931 | Direct | |
| Feb 15, 2022 | Class A Common Stock | FTax withholdingDisposed | −544 | $80.52 | −$43,802.88 | 161,387 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-22-011051 (filed Feb 17, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2022 | Class A Common Stock | MOption exerciseAcquired | +1,298 | $27.24 | +$35,357.52 | 162,653 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −1,298 | $73.28F4 | −$95,117.44 | 161,355 | Direct | |
| Feb 16, 2022 | Class A Common Stock | MOption exerciseAcquired | +758 | $27.24 | +$20,647.92 | 162,113 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −758 | $73.92F5 | −$56,031.36 | 161,355 | Direct | |
| Feb 16, 2022 | Class A Common Stock | MOption exerciseAcquired | +808 | $30.00 | +$24,240 | 162,163 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −358 | $74.21F6 | −$26,567.18 | 161,805 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −400 | $75.84F7 | −$30,336 | 161,405 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −50 | $76.65F8 | −$3,832.5 | 161,355 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −3,319 | $73.38F9 | −$243,548.22 | 158,036 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −2,050 | $74.05F10 | −$151,802.5 | 155,986 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −1,300 | $75.71F11 | −$98,423 | 154,686 | Direct | |
| Feb 16, 2022 | Class A Common Stock | SSaleDisposed | −100 | $76.78 | −$7,678 | 154,586 | Direct | |
| Feb 17, 2022 | Class A Common Stock | SSaleDisposed | −1,397 | $78.31 | −$109,399.07 | 153,189 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,298 | $0.00 | $0 | 127,660 | Direct | |
| Feb 16, 2022 | Class A Common Stock | MOption exerciseDisposed | −758 | $0.00 | $0 | 44,352 | Direct | |
| Feb 16, 2022 | Class A Common Stock | MOption exerciseDisposed | −808 | $0.00 | $0 | 57,468 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.69 to $74.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.12 to $74.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.43 to $76.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.63 to $76.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.80 to $73.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.80 to $74.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.33 to $76.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On February 17, 2022, the Reporting Person filed a Form 4 which inadvertently reported that he had 838 shares of Issuer's Class A common stock withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020. In fact, as reported in this amendment, the Reporting Person had 823 shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020.
- F2
On February 17, 2022, the Reporting Person filed a Form 4 which inadvertently reported that he had 561 shares of Issuer's Class A common stock withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted April 28, 2021. In fact, as reported in this amendment, the Reporting Person had 544 shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted April 28, 2021.
- F3
The number of shares in Column 5 represents the total number of shares of Class A Common Stock owned by the Reporting Person following all of the Reporting Person's transactions that occurred from February 15, 2022 to February 17, 2022 and that were reported on the Form 4 filed on February 17, 2022, as amended by this amendment.