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Grayson Blake Jeffrey's Form 4 filing

Trade Desk, Inc. (TTD) · filed Feb 17, 2022

Accession no.
0001209191-22-011051
Filed
Feb 17, 2022
Trade date
Feb 15-17, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 15 non-derivative transactions and 3 derivative transactions. Open-market sales total $822.7K. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001209191-22-012458 (Feb 23, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Grayson Blake JeffreyCIK 0001796825Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 15, 2022Class A Common StockFTax withholdingDisposed−838$80.52−$67,475.76161,916Direct
Feb 15, 2022Class A Common StockFTax withholdingDisposed−561$80.52−$45,171.72161,355Direct
Feb 16, 2022Class A Common StockMOption exerciseAcquired+1,298$27.24+$35,357.52162,653Direct
Feb 16, 2022Class A Common StockSSaleDisposed−1,298$73.28F4−$95,117.44161,355Direct
Feb 16, 2022Class A Common StockMOption exerciseAcquired+758$27.24+$20,647.92162,113Direct
Feb 16, 2022Class A Common StockSSaleDisposed−758$73.92F5−$56,031.36161,355Direct
Feb 16, 2022Class A Common StockMOption exerciseAcquired+808$30.00+$24,240162,163Direct
Feb 16, 2022Class A Common StockSSaleDisposed−358$74.21F6−$26,567.18161,805Direct
Feb 16, 2022Class A Common StockSSaleDisposed−400$75.84F7−$30,336161,405Direct
Feb 16, 2022Class A Common StockSSaleDisposed−50$76.65F8−$3,832.5161,355Direct
Feb 16, 2022Class A Common StockSSaleDisposed−3,319$73.38F9−$243,548.22158,036Direct
Feb 16, 2022Class A Common StockSSaleDisposed−2,050$74.05F10−$151,802.5155,986Direct
Feb 16, 2022Class A Common StockSSaleDisposed−1,300$75.71F11−$98,423154,686Direct
Feb 16, 2022Class A Common StockSSaleDisposed−100$76.78−$7,678154,586Direct
Feb 17, 2022Class A Common StockSSaleDisposed−1,397$78.31−$109,399.07153,189Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 16, 2022Class A Common StockMOption exerciseDisposed−1,298$0.00$0127,660Direct
Feb 16, 2022Class A Common StockMOption exerciseDisposed−758$0.00$044,352Direct
Feb 16, 2022Class A Common StockMOption exerciseDisposed−808$0.00$057,468Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.69 to $74.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.12 to $74.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.43 to $76.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.63 to $76.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.80 to $73.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.80 to $74.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.33 to $76.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)