Bornstein Julie's Form 4 filing
Sweetgreen, Inc. (SG) · filed Nov 23, 2021
- Accession no.
- 0001209191-21-066593
- Filed
- Nov 23, 2021
- Trade date
- May 24-Nov 22, 2021
- Filing delay
- 183 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market purchases total $250.0K. It was filed 183 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bornstein JulieCIK 0001712044 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2021 | Common Stock | AGrant or awardAcquired | +5,000 | $0.00 | $0 | 5,000 | Direct | |
| Nov 22, 2021 | Common Stock | JOtherDisposed | −5,000 | –F2 | – | 0 | Direct | |
| Nov 22, 2021 | Class A Common Stock | JOtherAcquired | +5,000 | –F2 | – | 5,000 | Direct | |
| Nov 22, 2021 | Class A Common Stock | PPurchaseAcquired | +8,928 | $28.00 | +$249,984 | 13,928 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2021 | Common Stock | AGrant or awardAcquired | +50,000 | $0.00 | $0 | 50,000 | Direct | |
| Nov 22, 2021 | Common Stock | JOtherDisposed | −50,000 | $0.00 | $0 | 0 | Direct | |
| Nov 22, 2021 | Class A Common Stock | JOtherAcquired | +50,000 | $0.00 | $0 | 50,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO.
Referenced by the price of 2 transactions in Table I.