Fogelsong Norman A's Form 4 filing
Amplitude, Inc. (AMPL) · filed Sep 30, 2021
- Accession no.
- 0001209191-21-058313
- Filed
- Sep 30, 2021, 9:44 PM ET
- Trade date
- Sep 28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $18.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fogelsong Norman ACIK 0001140932 | 10% Owner |
| Phelps Dennis BCIK 0001299965 | 10% Owner |
| Harrick Stephen JCIK 0001299975 | 10% Owner |
| Chaffee Todd CCIK 0001300134 | 10% Owner |
| Miller J SanfordCIK 0001359524 | 10% Owner |
| Maltz Jules A.CIK 0001553254 | 10% Owner |
| Institutional Venture Partners XV, L.P.CIK 0001640274 | 10% Owner |
| Institutional Venture Management XV, LLCCIK 0001640275 | 10% Owner |
| Liaw EricCIK 0001644264 | 10% Owner |
| Dash SomeshCIK 0001843938 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −174,074 | $50.00 | −$8,703,700 | 8,486,973 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −926 | $50.00 | −$46,300 | 45,137 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −103,785 | $52.66F3 | −$5,465,318.1 | 8,383,188 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −552 | $52.66F3 | −$29,068.32 | 44,585 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −69,358 | $53.40F4 | −$3,703,717.2 | 8,313,830 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −369 | $53.40F4 | −$19,704.6 | 44,216 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −10,740 | $54.07F5 | −$580,711.8 | 8,303,090 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | SSaleDisposed | −57 | $54.07F5 | −$3,081.99 | 44,159 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | JOtherDisposed | −949,441 | $0.00 | $0 | 7,353,649 | Indirect | Duplicate filing |
| Sep 28, 2021 | Class A Common Stock | JOtherDisposed | −5,051 | $0.00 | $0 | 39,108 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
Remarks
1 of 2: The number of joint filers exceeds the EDGAR maximum of 10 joint filers per Form. This Form 4 is being filed in conjunction with a Form 4 being filed by Institutional Venture Partners XV Executive Fund, L.P.