Rivera Efrain's Form 4/A amendment
AmendedPaychex Inc (PAYX) · filed Jul 27, 2021
- Accession no.
- 0001209191-21-048373
- Filed
- Jul 27, 2021
- Trade date
- Jul 15, 2021
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 19, 2021
This filing lists 1 non-derivative transaction. It carries over 13 transactions from the original filing that it did not restate. Open-market sales total $10.4M. It was filed 12 days after the trade.
This amendment restates part of 0001209191-21-047143 (filed Jul 19, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rivera EfrainCIK 0001188736 | Officer (Sr. Vice President, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | AGrant or awardAcquired | +10,019 | $0.00F1 | $0 | 95,471 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-21-047143 (filed Jul 19, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | AGrant or awardAcquired | +6,069 | $0.00 | $0 | 85,452 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −2,206 | $112.67 | −$248,550.02 | 93,265 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −2,900 | $112.43 | −$326,047 | 90,365 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +42,204 | $69.54 | +$2,934,866.16 | 132,569 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −42,204 | $112.43 | −$4,744,995.72 | 90,365 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +29,284 | $85.46 | +$2,502,610.64 | 119,649 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −29,284 | $112.43 | −$3,292,400.12 | 90,365 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +16,225 | $73.53 | +$1,193,024.25 | 106,590 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −16,225 | $112.43 | −$1,824,176.75 | 90,365 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −42,204 | $0.00 | $0 | 0 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −29,284 | $0.00 | $0 | 14,642 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −16,225 | $0.00 | $0 | 32,448 | Direct | |
| Jul 15, 2021 | Common Stock | AGrant or awardAcquired | +28,064 | $112.67 | +$3,161,970.88 | 28,064 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The July 15, 2021 performance award that was filed on July 19, 2021 should reflect a price of $0.00.
Referenced by the price of 1 transaction in Table I.