Rivera Efrain's Form 4 filing
Paychex Inc (PAYX) · filed Jul 19, 2021
- Accession no.
- 0001209191-21-047143
- Filed
- Jul 19, 2021
- Trade date
- Jul 15-16, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $10.4M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001209191-21-048373 (Jul 27, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rivera EfrainCIK 0001188736 | Officer (Sr. Vice President, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | AGrant or awardAcquired | +6,069 | $0.00 | $0 | 85,452 | Direct | |
| Jul 15, 2021 | Common Stock | AGrant or awardAcquired | +10,019 | $10,019.00 | +$100,380,361 | 95,471 | Direct | Price outlier |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −2,206 | $112.67 | −$248,550.02 | 93,265 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −2,900 | $112.43 | −$326,047 | 90,365 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +42,204 | $69.54 | +$2,934,866.16 | 132,569 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −42,204 | $112.43 | −$4,744,995.72 | 90,365 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +29,284 | $85.46 | +$2,502,610.64 | 119,649 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −29,284 | $112.43 | −$3,292,400.12 | 90,365 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +16,225 | $73.53 | +$1,193,024.25 | 106,590 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −16,225 | $112.43 | −$1,824,176.75 | 90,365 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −42,204 | $0.00 | $0 | 0 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −29,284 | $0.00 | $0 | 14,642 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −16,225 | $0.00 | $0 | 32,448 | Direct | |
| Jul 15, 2021 | Common Stock | AGrant or awardAcquired | +28,064 | $112.67 | +$3,161,970.88 | 28,064 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.