Martell Frank's Form 4/A amendment
AmendedSmartRent, Inc. (SMRT) · filed May 20, 2026
- Accession no.
- 0001193125-26-232754
- Filed
- May 20, 2026
- Trade date
- May 12, 2026
- Filing delay
- 8 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 13, 2026
This filing lists 1 derivative transaction. It carries over 5 transactions from the original filing that it did not restate. Open-market purchases total $118.0K. It was filed 8 days after the trade.
This amendment restates part of 0001193125-26-222083 (filed May 13, 2026). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martell FrankCIK 0001387655 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2026 | Class A Common Stock | AGrant or awardAcquired | 0 | $0.00 | $0 | 0 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001193125-26-222083 (filed May 13, 2026).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2026 | Class A Common Stock | PPurchaseAcquired | +100,000 | $1.18F1 | +$118,000 | 3,165,266 | Indirect | |
| May 11, 2026 | Class A Common Stock | MOption exerciseAcquired | +182,926 | –F3 | – | 182,926 | Direct | |
| May 12, 2026 | Class A Common Stock | FTax withholdingDisposed | −63,256 | $1.12 | −$70,846.72 | 119,670 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2026 | Class A Common Stock | MOption exerciseDisposed | −182,926 | $0.00 | $0 | 0 | Direct | |
| May 12, 2026 | Class A Common Stock | AGrant or awardAcquired | +600,000 | $0.00 | $0 | 600,000 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
This transaction was executed in multiple trades at prices ranging from $1.16 to $1.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Form 4 filed May 13, 2026 erroneously reported a grant on May 12, 2026 of 131,578 Restricted Stock Units ("RSUs"), each representing a contingent right to receive one share of the issuer's Class A Common Stock. Such RSUs were not granted to the Reporting Person.