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Martell Frank's Form 4 filing

SmartRent, Inc. (SMRT) · filed May 13, 2026

Accession no.
0001193125-26-222083
Filed
May 13, 2026
Trade date
May 11-12, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $118.0K. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001193125-26-232754 (May 20, 2026). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Martell FrankCIK 0001387655Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 12, 2026Class A Common StockPPurchaseAcquired+100,000$1.18F1+$118,0003,165,266Indirect
May 11, 2026Class A Common StockMOption exerciseAcquired+182,926–F3–182,926Direct
May 12, 2026Class A Common StockFTax withholdingDisposed−63,256$1.12−$70,846.72119,670Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 11, 2026Class A Common StockMOption exerciseDisposed−182,926$0.00$00Direct
May 12, 2026Class A Common StockAGrant or awardAcquired+131,578$0.00$0131,578Direct
May 12, 2026Class A Common StockAGrant or awardAcquired+600,000$0.00$0600,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $1.16 to $1.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)