Hunter Petruzillo Kelli A.'s Form 4 filing
Ameriprise Financial Inc (AMP) · filed Jul 13, 2026
- Accession no.
- 0001184353-26-000008
- Filed
- Jul 13, 2026, 7:46 PM ET
- Trade date
- Jul 9, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hunter Petruzillo Kelli A.CIK 0001184353 | Officer (Exec VP of Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2026 | Common Stock | MOption exerciseAcquired | +207.185 | –F1 | – | 4,306.185 | Direct | |
| Jul 9, 2026 | Common Stock | FTax withholdingDisposed | −98.185 | $500.16 | −$49,108.21 | 4,208 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2026 | Common Stock | MOption exerciseDisposed | −207.185 | –F1 | – | 1,109.2321 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.