Southwell David P's Form 4 filing
Rocket Pharmaceuticals, Inc. (RCKT) · filed Jul 6, 2026
- Accession no.
- 0001140361-26-027677
- Filed
- Jul 6, 2026, 7:59 PM ET
- Trade date
- Jun 18, 2026
- Filing delay
- 18 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 18 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Southwell David PCIK 0001251553 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 18, 2026 | Common Stock | AGrant or awardAcquired | +22,862 | $0.00 | $0 | 54,522 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 18, 2026 | Common Stock | AGrant or awardAcquired | +64,860 | $0.00 | $0 | 64,860 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.