Lorber David A's Form 4/A amendment
AmendedPhenixFIN Corp (PFX) · filed Mar 5, 2024
- Accession no.
- 0001140361-24-011416
- Filed
- Mar 5, 2024
- Trade date
- Feb 23-27, 2024
- Filing delay
- 11 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 27, 2024
This filing lists 3 non-derivative transactions. Open-market purchases total $107.2K. It was filed 11 days after the trade.
This amendment replaces 0001140361-24-009833 (filed Feb 27, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lorber David ACIK 0001358538 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock, $0.001 par value | PPurchaseAcquired | +1,300 | $44.50F1 | +$57,850 | 104,297 | Direct | |
| Feb 26, 2024 | Common Stock, $0.001 par value | PPurchaseAcquired | +175 | $44.06 | +$7,710.5 | 104,472 | Direct | |
| Feb 27, 2024 | Common Stock, $0.001 par value | PPurchaseAcquired | +927 | $44.97F2 | +$41,687.19 | 105,399 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024.