Lorber David A's Form 4 filing
PhenixFIN Corp (PFX) · filed Feb 27, 2024
- Accession no.
- 0001140361-24-009833
- Filed
- Feb 27, 2024
- Trade date
- Feb 23-27, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $124.4K. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001140361-24-011416 (Mar 5, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lorber David ACIK 0001358538 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock, $0.001 par value | PPurchaseAcquired | +1,686 | $44.48F1 | +$74,993.28 | 104,683 | Direct | |
| Feb 26, 2024 | Common Stock, $0.001 par value | PPurchaseAcquired | +175 | $44.06 | +$7,710.5 | 104,858 | Direct | |
| Feb 27, 2024 | Common Stock, $0.001 par value | PPurchaseAcquired | +927 | $44.97F2 | +$41,687.19 | 105,785 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.