Smith Brandon S.'s Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Aug 16, 2023
- Accession no.
- 0001140361-23-040142
- Filed
- Aug 16, 2023
- Trade date
- Aug 16, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $234.8K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Brandon S.CIK 0001805226 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +4,000 | $11.12 | +$44,480 | 4,000 | Direct | |
| Aug 16, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,226 | $58.22F2 | −$129,597.72 | 1,774 | Direct | |
| Aug 16, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,373 | $59.15F3 | −$81,212.95 | 401 | Direct | |
| Aug 16, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −401 | $59.91F4 | −$24,023.91 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2023 | Ordinary Shares | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 226,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $57.70 to $58.655, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $58.73 to $59.705, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $59.76 to $60.26, inclusive.
Referenced by the price of 1 transaction in Table I.