Karp Carol D.'s Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Jun 7, 2023
- Accession no.
- 0001140361-23-028869
- Filed
- Jun 7, 2023
- Trade date
- Jun 7, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.42M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Karp Carol D.CIK 0001692214 | Officer (Chief Regulatory Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $12.15 | +$60,750 | 5,000 | Direct | |
| Jun 7, 2023 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +15,000 | $13.53 | +$202,950 | 20,000 | Direct | |
| Jun 7, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −3,046 | $69.90F2 | −$212,915.4 | 16,954 | Direct | |
| Jun 7, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −12,782 | $71.00F3 | −$907,522 | 4,172 | Direct | |
| Jun 7, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −3,811 | $71.97F4 | −$274,277.67 | 361 | Direct | |
| Jun 7, 2023 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −361 | $72.93F5 | −$26,327.73 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Ordinary Shares | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 65,000 | Direct | |
| Jun 7, 2023 | Ordinary Shares | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 35,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $69.53 to $70.52, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 5 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $70.53 to $71.51, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $71.53 to $72.41, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $72.545 to $73.14, inclusive.
Referenced by the price of 1 transaction in Table I.