Antara Capital LP's Form 4/A amendment
AmendedAMC Entertainment Holdings, Inc. (AMC) · filed Apr 11, 2023
- Accession no.
- 0001140361-23-017840
- Filed
- Apr 11, 2023, 6:30 PM ET
- Trade date
- Mar 3, 2023
- Filing delay
- 39 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 6, 2023
This filing lists 1 derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market purchases total $2.47M. It was filed 39 days after the trade.
This amendment restates part of 0001140361-23-010353 (filed Mar 6, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Class A Common Stock | SSaleDisposed | −3,000,000 | $0.52 | −$15,600 | 0 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001140361-23-010353 (filed Mar 6, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Class A Common Stock | PPurchaseAcquired | +380,900 | $6.48 | +$2,468,232 | 0 | Indirect |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Class A Common Stock | PPurchaseAcquired | +3,980,581 | $6.53 | +$25,993,193.93 | 0 | Indirect | |
| Mar 3, 2023 | Class A Common Stock | PPurchaseAcquired | +19,419 | $6.53 | +$126,806.07 | 340,581 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").
- F2
Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.
- F3
The securities are held directly by Antara Master Fund.
- F4
This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F5
This filing amends the Form 4, which was originally filed on March 6, 2023. This line amends and restates Table II, Line 3 of the Form 4 to correct the amount of securities underlying the derivative security.