Antara Capital LP's Form 4 filing
AMC Entertainment Holdings, Inc. (AMC) · filed Mar 6, 2023
- Accession no.
- 0001140361-23-010353
- Filed
- Mar 6, 2023, 6:52 PM ET
- Trade date
- Mar 3, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market purchases total $2.47M. It was filed 3 days after the trade.
This filing was later replaced by the amendment 0001140361-23-017840 (Apr 11, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Antara Capital LPCIK 0001750183 | 10% Owner |
| Gulati HimanshuCIK 0001789562 | 10% Owner |
| Antara Capital Master Fund LPCIK 0001789567 | 10% Owner |
| Antara Capital Fund GP LLCCIK 0001789581 | 10% Owner |
| Antara Capital GP LLCCIK 0001789582 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Class A Common Stock | PPurchaseAcquired | +380,900 | $6.48 | +$2,468,232 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Class A Common Stock | PPurchaseAcquired | +3,980,581 | $6.53 | +$25,993,193.93 | 0 | Indirect | |
| Mar 3, 2023 | Class A Common Stock | PPurchaseAcquired | +19,419 | $6.53 | +$126,806.07 | 340,581 | Indirect | |
| Mar 3, 2023 | Class A Common Stock | SSaleDisposed | −30,000 | $0.52 | −$15,600 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.