Malecek Michael J's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Dec 2, 2022
- Accession no.
- 0001140361-22-044321
- Filed
- Dec 2, 2022
- Trade date
- Nov 30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $311.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malecek Michael JCIK 0001779336 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $10.27 | +$51,350 | 5,000 | Direct | |
| Nov 30, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −142 | $59.92F2 | −$8,508.64 | 4,858 | Direct | |
| Nov 30, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,696 | $60.96F3 | −$103,388.16 | 3,162 | Direct | |
| Nov 30, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,625 | $62.06F4 | −$100,847.5 | 1,537 | Direct | |
| Nov 30, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −456 | $62.85F5 | −$28,659.6 | 1,081 | Direct | |
| Nov 30, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −494 | $64.13F6 | −$31,680.22 | 587 | Direct | |
| Nov 30, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −411 | $64.96F7 | −$26,698.56 | 176 | Direct | |
| Nov 30, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −176 | $65.87F8 | −$11,593.12 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Ordinary Shares | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 140,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $59.32 to $60.01, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 8 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $60.565 to $61.50, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $61.57 to $62.56, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $62.575 to $63.295, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades in prices ranging from $63.82 to $64.815, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades in prices ranging from $64.82 to $65.725, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades in prices ranging from $65.82 to $65.94, inclusive.
Referenced by the price of 1 transaction in Table I.