Ekman Lars's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Nov 3, 2022
- Accession no.
- 0001140361-22-039911
- Filed
- Nov 3, 2022
- Trade date
- Nov 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $995.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ekman LarsCIK 0001376117 | Director, Other: Chair of the Board |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +15,833 | $6.41 | +$101,489.53 | 16,076 | Direct | |
| Nov 1, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −9,143 | $62.01F2 | −$566,957.43 | 6,933 | Direct | |
| Nov 1, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,717 | $62.91F3 | −$108,016.47 | 5,216 | Direct | |
| Nov 1, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −3,312 | $64.26F4 | −$212,829.12 | 1,904 | Direct | |
| Nov 1, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,661 | $64.94F5 | −$107,865.34 | 243 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Ordinary Shares | MOption exerciseDisposed | −15,833 | $0.00 | $0 | 31,668 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $61.56 to $62.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 5 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $62.57 to $63.27, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $63.83 to $64.815, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $64.86 to $65.16, inclusive.
Referenced by the price of 1 transaction in Table I.