Kinney Gene G.'s Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Sep 30, 2022
- Accession no.
- 0001140361-22-035564
- Filed
- Sep 30, 2022
- Trade date
- Sep 28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $876.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kinney Gene G.CIK 0001564380 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +16,412 | $6.41 | +$105,200.92 | 29,205 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,045 | $48.09 | −$50,254.05 | 28,160 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −128 | $49.41 | −$6,324.48 | 28,032 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −552 | $51.30F2 | −$28,317.6 | 27,480 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,333 | $52.44F3 | −$122,342.52 | 25,147 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −5,852 | $53.40F4 | −$312,496.8 | 19,295 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −4,748 | $54.38F5 | −$258,196.24 | 14,547 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,342 | $55.32F6 | −$74,239.44 | 13,205 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −40 | $56.19F7 | −$2,247.6 | 13,165 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −243 | $57.70F8 | −$14,021.1 | 12,922 | Direct | |
| Sep 28, 2022 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −129 | $58.93 | −$7,601.97 | 12,793 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2022 | Ordinary Shares | MOption exerciseDisposed | −16,412 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades in prices ranging from $50.84 to $51.785, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 8 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $51.95 to $52.93, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $52.96 to $53.92, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $53.96 to $54.91, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades in prices ranging from $54.995 to $55.94, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades in prices ranging from $56.115 to $56.34, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades in prices ranging from $57.37 to $58.08, inclusive.
Referenced by the price of 1 transaction in Table I.