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Lewis William's Form 4 filing

INSMED Inc (INSM) · filed Dec 28, 2021

Accession no.
0001140361-21-043222
Filed
Dec 28, 2021, 4:08 PM ET
Trade date
Dec 23-27, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.70M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lewis WilliamCIK 0001402051Director, Officer (Chair and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 23, 2021Common StockMOption exerciseAcquired+3,386$3.40+$11,512.4205,605Direct
Dec 23, 2021Common StockSSaleDisposed−3,386$28.20F2−$95,485.2202,219Direct
Dec 23, 2021Common StockMOption exerciseAcquired+46,614$14.24+$663,783.36248,833Direct
Dec 23, 2021Common StockSSaleDisposed−46,614$28.21F3−$1,314,980.94202,219Direct
Dec 27, 2021Common StockMOption exerciseAcquired+46,614$14.24+$663,783.36248,833Direct
Dec 27, 2021Common StockSSaleDisposed−46,614$27.72F4−$1,292,140.08202,219Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 23, 2021Common StockMOption exerciseDisposed−3,386$0.00$00Direct
Dec 23, 2021Common StockMOption exerciseDisposed−46,614$0.00$076,842Direct
Dec 27, 2021Common StockMOption exerciseDisposed−46,614$0.00$030,228Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This is the weighted average sales price representing 3,386 shares sold at prices ranging from $28.00 to $28.49 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Referenced by the price of 1 transaction in Table I.

F3

This is the weighted average sales price representing 46,614 shares sold at prices ranging from $27.95 to $28.45 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Referenced by the price of 1 transaction in Table I.

F4

This is the weighted average sales price representing 46,614 shares sold at prices ranging from $27.43 to $28.15 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)