Schmidt Paul Gregory's Form 4/A amendment
AmendedAssociated Banc-Corp (ASB) · filed Jan 15, 2025
- Accession no.
- 0001127602-25-001239
- Filed
- Jan 15, 2025
- Trade date
- Nov 6, 2024
- Filing delay
- 70 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 8, 2024
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $739.6K. It was filed 70 days after the trade.
This amendment restates part of 0001127602-24-026806 (filed Nov 8, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Paul GregoryCIK 0001652805 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −27,432 | $26.96 | −$739,566.72 | 22,463 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001127602-24-026806 (filed Nov 8, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +22,432 | $17.38 | +$389,868.16 | 44,895 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −22,432 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.