Schmidt Paul Gregory's Form 4 filing
Associated Banc-Corp (ASB) · filed Nov 8, 2024
- Accession no.
- 0001127602-24-026806
- Filed
- Nov 8, 2024
- Trade date
- Nov 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.23M. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001127602-25-001239 (Jan 15, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Paul GregoryCIK 0001652805 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −27,432 | $226.96 | −$6,225,966.72 | 22,463 | Direct | |
| Nov 6, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +22,432 | $17.38 | +$389,868.16 | 44,895 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −22,432 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.