Mendoza Tish's Form 4/A amendment
AmendedAES Corp (AES) · filed Dec 22, 2023
- Accession no.
- 0001127602-23-030375
- Filed
- Dec 22, 2023
- Trade date
- Dec 13, 2023
- Filing delay
- 9 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 14, 2023
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $410.8K. It was filed 9 days after the trade.
This amendment replaces 0001127602-23-029623 (filed Dec 14, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mendoza TishCIK 0001628839 | Officer (EVP & Chief HR Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | SSaleDisposed | −21,678 | $18.95 | −$410,798.1 | 167,177 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.