Mendoza Tish's Form 4 filing
AES Corp (AES) · filed Dec 14, 2023
- Accession no.
- 0001127602-23-029623
- Filed
- Dec 14, 2023
- Trade date
- Dec 13, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $409.2K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001127602-23-030375 (Dec 22, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mendoza TishCIK 0001628839 | Officer (EVP & Chief HR Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +24,643 | $14.63 | +$360,527.09 | 188,855 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −21,594 | $18.95 | −$409,206.3 | 167,261 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseDisposed | −24,643 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.