Eichten Estia J's Form 4/A amendment
AmendedVicor Corp (VICR) · filed Aug 1, 2022
- Accession no.
- 0001111769-22-000004
- Filed
- Aug 1, 2022
- Trade date
- Jul 27, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 28, 2022
This filing lists 3 non-derivative transactions and 2 derivative transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $844.5K. It was filed 5 days after the trade.
This amendment restates part of 0001111769-22-000003 (filed Jul 28, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eichten Estia JCIK 0001111769 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Common Stock | MOption exerciseAcquired | +6,212 | $8.05 | +$50,006.6 | 236,541 | Direct | |
| Jul 27, 2022 | Common Stock | MOption exerciseAcquired | +3,726 | $13.42 | +$50,002.92 | 240,267 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −2,000 | $70.85 | −$141,700 | 238,267 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Common Stock | MOption exerciseDisposed | −6,212 | $0.00 | $0 | 0 | Direct | |
| Jul 27, 2022 | Common Stock | MOption exerciseDisposed | −3,726 | $0.00 | $0 | 0 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001111769-22-000003 (filed Jul 28, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Common Stock | SSaleDisposed | −6,212 | $70.72 | −$439,312.64 | 230,329 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −3,726 | $70.72 | −$263,502.72 | 230,329 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This stock option is exercisable in full.