Eichten Estia J's Form 4 filing
Vicor Corp (VICR) · filed Jul 28, 2022
- Accession no.
- 0001111769-22-000003
- Filed
- Jul 28, 2022
- Trade date
- Jul 27, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $844.5K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001111769-22-000004 (Aug 1, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eichten Estia JCIK 0001111769 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Common Stock | MOption exerciseAcquired | +6,212 | $8.05 | +$50,006.6 | 236,541 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −6,212 | $70.72 | −$439,312.64 | 230,329 | Direct | |
| Jul 27, 2022 | Common Stock | MOption exerciseAcquired | +3,726 | $13.42 | +$50,002.92 | 234,055 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −3,726 | $70.72 | −$263,502.72 | 230,329 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −2,000 | $70.85 | −$141,700 | 228,329 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Common Stock | MOption exerciseDisposed | −6,212 | $0.00 | $0 | 0 | Direct | |
| Jul 27, 2022 | Common Stock | MOption exerciseDisposed | −3,726 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.