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Islam Saqib's Form 4 filing

SpringWorks Therapeutics, Inc.SWTX · filed Jun 5, 2024

Accession no.
0001104659-24-068675
Filed
Jun 5, 2024
Trade date
Jun 3, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions. Open-market sales total $1.96M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Islam SaqibCIK 0001575408Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 3, 2024Common StockSSaleDisposed−33,240$39.40F2−$1,309,6561,128,128Direct
Jun 3, 2024Common StockSSaleDisposed−8,760$40.57F3−$355,393.21,119,368Direct
Jun 3, 2024Common StockSSaleDisposed−6,600$41.40F4−$273,2401,112,768Direct
Jun 3, 2024Common StockSSaleDisposed−400$42.09F5−$16,8361,112,368Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.02 to $40.0147. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.02 to $41.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.0332 to $42.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

F5

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.09 to $42.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

Remarks

On December 1, 2023, a Form 4 was filed on behalf of the Reporting Person that mistakenly underreported ownership by 905,104 shares, which discrepancy was carried forward to the Form 4 filed on January 8, 2024. No reportable transaction was omitted from such Form 4 filing. This remark serves to reconcile the inconsistency in the total amount reported under Colum 5 of Table I between (i) the Form 4s filed on December 1, 2023 and January 8, 2024 and (ii) this Form 4 filed on June 5, 2024.

Read the full filing on SEC EDGAR (opens in a new tab)