Skip to main content

Shulman Joseph's Form 4 filing

Rhythm Pharmaceuticals, Inc. (RYTM) · filed Feb 13, 2024

Accession no.
0001104659-24-022537
Filed
Feb 13, 2024
Trade date
Feb 9-13, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.68M. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001104659-24-117940 (Nov 13, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shulman JosephCIK 0001909855Officer (Chief Technical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 9, 2024Common StockMOption exerciseAcquired+2,656–F1–5,270Direct
Feb 9, 2024Common StockMOption exerciseAcquired+69,190$21.38+$1,479,282.274,460Direct
Feb 9, 2024Common StockSSaleDisposed−100$48.24−$4,82474,360Direct
Feb 9, 2024Common StockSSaleDisposed−48,177$50.14F4−$2,415,594.7826,183Direct
Feb 9, 2024Common StockSSaleDisposed−23,397$50.88F5−$1,190,439.362,786Direct
Feb 9, 2024Common StockSSaleDisposed−100$51.52−$5,1522,686Direct
Feb 11, 2024Common StockMOption exerciseAcquired+1,562–F1–4,248Direct
Feb 12, 2024Common StockSSaleDisposed−791$51.38−$40,641.583,457Direct
Feb 13, 2024Common StockSSaleDisposed−473$49.84−$23,574.322,984Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 9, 2024Common StockMOption exerciseDisposed−2,656$0.00$05,312Direct
Feb 9, 2024Common StockMOption exerciseDisposed−69,190$0.00$06,610Direct
Feb 11, 2024Common StockMOption exerciseDisposed−1,562$0.00$01,562Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $49.47 to $50.46. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $50.47 to $51.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)