Barth Brett H's Form 4/A amendment
AmendedBBR ALO Fund, LLC · filed Oct 20, 2023
- Accession no.
- 0001104659-23-110363
- Filed
- Oct 20, 2023
- Trade date
- Sep 30, 2023
- Filing delay
- 20 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 3, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $999.6K. It was filed 20 days after the trade.
This amendment replaces 0001104659-23-106476 (filed Oct 3, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barth Brett HCIK 0001745086 | Other: Co-CEO, BBR Partners, LLC |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2023 | Shares of Limited Liability Company Interests | SSaleDisposed | −84,570.89 | $11.82F1 | −$999,627.92 | 143,654.92 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The amount disclosed in the original Form 4 for this investment was based on the Fund's estimated net asset value ("NAV") as of September 30, 2023. Due to the timing of the calculation of the Fund's NAV, the final number of shares disposed of, price per share and total amount of securities beneficially owned (collectively, the "Transaction Information") could not be determined at the time of the original filing. This amendment discloses the final Transaction Information following the definitive calculation of the Fund's NAV per share as of September 30, 2023.
Referenced by the price of 1 transaction in Table I.